State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Why the ACA exchange system could do fine in 2017
By Allison BellSure, it could be doomed. But it could also muddle through.
September 26, 2016
What Is the 2016 Election About? Nathan Gonzales Attempts to ClarifyWhat draws people to Trump? Can he win or will Clinton hang on? The Rothenberg & Gonzales Political Reports Nathan Gonzales explains.
September 22, 2016
State Farm Must Face $7B RICO Class Action, Judge RulesThe case, alleging State Farm paid off an Illinois Supreme Court justice in 2005 to evade a $1 billion award, has cleared a major hurdle.
September 20, 2016
Mylan EpiPen files sought as West Virginia opens fraud probeThe daughter of one of the state's U.S. senators is Mylan's CEO.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 16, 2016
Registered Advisors Hit by More State Enforcement Actions in 2015: NASAA SurveyNASAAs just-released enforcement survey notes high percentage of frauds were perpetrated in 2015 through the internet and via CPAs and lawyers.
September 14, 2016
GRAT Valuation Discounts Disappearing SoonClients have a short window to use valuation discounts for transfers of interest in family businesses under Treasurys current rules.