State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Massachusetts, Montana Sue SEC Over JOBS Act
By Janet LevauxThe states are unhappy with the capital-raising provisions, known as Regulation A+, which bar them from regulating some small offerings.
May 25, 2015
View: Sticker shock in preview of Obamacare rate hikesThe natural price may be $3,600 to $5,000 per year for a single nonsmoker.
May 22, 2015
Public LTC costs may threaten states' credit ratingsMoody's analysts say some states seem to be doing a better job than others.
May 22, 2015
Public LTC costs may threaten states' credit ratingsMoody's analysts say some states seem to be doing a better job than others.
May 19, 2015
Dale Brown: Architect of FSI—The 2015 IA 35 for 35In a short 11 years, the Dale Brown-led FSI has grown in membership and budget while staying focused on IBD advocacy.
May 13, 2015
Christie’s cure for U.S. economy fails as remedy for own stateThe two-term Republican proposed lowering the top income-tax rate to 28 percent from 39.6 percent and the corporate rate by 10 percentage points.
May 13, 2015
Why every advisory firm needs a chief ethics officerAn employee dedicated to ensuring compliance policies and procedures are in place is great, but advisors should take it one step further.
May 13, 2015
Why every advisory firm needs a chief ethics officerAn employee dedicated to ensuring compliance policies and procedures are in place is great, but advisors should take it one step further.