State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurance Groups Launch Anti-Fiduciary Ads
By Melanie WaddellGroups are taking to print and digital ads to voice their opinions that the rule should be stopped in its tracks.
April 18, 2017
New York RIA Registration QuirksState investment adviser regulations can vary rather dramatically from state to state. Yet New York's regulatory regime stands out as perhaps the quirkiest.
April 17, 2017
5 Warm Fuzzies CMS Is Sending to State Insurance RegulatorsTrump's health agency says it will do what it can to make life easier for officials outside Washington.
March 17, 2017
Consumers Can Now Trade Gold on a Distributed LedgerSymbiont, a distributed ledger provider, has partnered with Orebits Corp. to offer digitized shares of unrefined gold.
March 17, 2017
Four GOP governors come out against ACA budget measureRepublican moderates say the current AHCA draft shifts too big of a burden to the states.
March 16, 2017
Trump Budget ‘Not a Budget,’ Think Tank SaysTrump's first "skinny" budget is even skinnier than many past presidents'.
March 15, 2017
ACA exchanges see new signups drop, retention riseThe number of new signups fell, but less at state-based exchanges than at HealthCare.gov.
March 09, 2017
NASAA’s Legislative Priorities for the 115th CongressCongress should not only pass the SeniorSafe Act, but also require that at least one SEC Commissioner possess state securities regulatory experience.