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Regulation and Compliance > State Regulation & Compliance

Texas Financial Regulation

Get the latest news and insights on financial regulations, enforcement actions and litigation in Texas.

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Debate: Is the ACA Preventive Care Mandate Unconstitutional?

SEC Charges Fake Advisor With Scamming $8.4M From Investors

CFP Board Sanctions Advisor Over Misleading YouTube Video Ad

Symetra and Mutual of America Add Annuity Affiliates

Republicans Ramp Up Anti-ESG Campaign for 2023

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NAIC to Spotlight Annuity Sales Standard Update Gray Zones

BlackRock, UBS Ask to Be Removed From Texas’ Energy Boycott List

Ex-Broker Found Guilty of Fraud Related to Murder of Client

GOP Fury Over ESG Triggers Backlash With U.S. Pensions at Risk

Ex-Rep Booted Over Claims of Racism Sues LPL for $95M

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