Texas
Get the latest news and insights on financial regulations, enforcement actions and litigation in Texas.
Federal Regulation
States Move to Probe GameStop Trading, Brokerage Issues
By Melanie WaddellTexas Attorney General Ken Paxton issues civil investigative demands to Robinhood, Interactive Brokers, TD Ameritrade, E-Trade and other firms.
December 08, 2020
LPL Eyes Midwest Base With Waddell & Reed DealThe broker-dealer also expects little to no repapering for W&R clients and that it will retain 70%-plus of W&R's 921 advisors.