Massachusetts

Get the latest news and insights on financial regulations, enforcement actions and litigation in Massachusetts.

Massachusetts Advisor, Firm to Pay $150,000 in Annuity Switching Case

February 23, 2026

Massachusetts Advisor, Firm to Pay $150,000 in Annuity Switching Case
Widow Sues Fidelity Over Husband's Account in Beneficiary Designation Case

July 02, 2025

Widow Sues Fidelity Over Husband's Account in Beneficiary Designation Case
'Roaring Kitty' GameStop Trades Under Investigation in Mass.

June 05, 2024

'Roaring Kitty' GameStop Trades Under Investigation in Mass.
Genworth Appeals LTCI Rate Ruling in Massachusetts

June 03, 2024

Genworth Appeals LTCI Rate Ruling in Massachusetts
Massachusetts Risks $1B in Lost Tax Revenue as Rich Flee

May 22, 2024

Massachusetts Risks $1B in Lost Tax Revenue as Rich Flee
Robinhood to Pay $7.5M Over 'Gamification' Practices

January 18, 2024

Robinhood to Pay $7.5M Over 'Gamification' Practices
Webull Fined $500K for Lack of Compliance Team

November 10, 2023

Webull Fined $500K for Lack of Compliance Team