California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
Cetera Hit With Class-Action Suit Over Cash Sweep Program
By Melanie WaddellThe BD paid interest rates as low as 0.06% as the federal funds rate surged, the suit says.
June 01, 2026
12 Best State Economies: 2026The most vibrant locations, WalletHub reports, encourage growth by welcoming new businesses and investing in new technology.
May 28, 2026
New AI Business Tax Prep Platform Goes LiveCEO Blaze O'Byrne says the platform, called Byron, uses tools like the Python programming language to do the math.
May 26, 2026
LPL Financial Adds $1B Cebert WealthThe advisory firm primarily serves residents of The Villages, the central Florida retirement community.
May 26, 2026
Ex-Broker Pleads Guilty to $9.5M Ponzi SchemeEdwin Emmett Lickiss Jr., 78, admitted to defrauding investors over 26 years.
May 26, 2026
Luxury Home Prices Shot Up in These 12 CitiesLuxury buyers, Redfin reports, are typically less sensitive to mortgage-rate swings than their non-luxury counterparts.
May 20, 2026
How to Avoid Beneficiary Designation Horror StoriesAdvisors who fail to regularly review these documents with clients may regret it in time.
May 20, 2026
Black Edward Jones Advisors Are Set Up to Fail, Class-Action Suit AllegesWhite financial advisors receive better asset transfers and compensation, according to a suit by six former advisors.