California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
Ex-Morgan Stanley Advisor Convicted of Defrauding 3 NBA Players
By Dinah Wisenberg BrinDarryl Cohen cheated the pro athletes out of more than $5 million, according to prosecutors.
February 12, 2026
Using Trusts to Minimize State-Level TaxesFor clients expecting large capital gains and other liquidity events, planning opportunities exist.
January 28, 2026
10 Most Neighborly American Cities: 2026These metro areas have high rates of volunteerism, social and economic connectedness, Redfin finds.
January 12, 2026
Top 10 Global Cities for the Ultra-Wealthy: 2025By 2040, Altrata’s research indicates, Generation Z and millennials will comprise nearly 35% of the global rich population.
January 05, 2026
Here's Where It Takes Homebuyers the Longest to Save for a Down PaymentIn some high-cost coastal areas, Realtor.com finds, it can take the median household decades to save enough.
December 19, 2025
12 States With the Most Home-Based Advisory FirmsAdvisors’ personality, location, team and clients affect the efficacy of their remote work, SmartAsset says.
December 16, 2025
BD to Pay $150K Over L Bond Recommendations to SeniorsKingswood Capital, FINRA says, failed to supervise a rep's sale of a high-risk investment from GWG Holdings.
December 15, 2025
Schwab Accuses RIA of Using Trade Secrets to Divert Over $85M in AssetsA former Schwab consultant improperly contacted clients for his new employer, according to a lawsuit.