Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
4 Celebrity Estate Battles We Can All Learn From
By John ManganaroSuccessful estate planning is not just about avoiding taxes or keeping things private. It’s about keeping the peace.
November 18, 2025
Twin Advisors Found Guilty in $10M Fraud Against 100 VictimsOne of the brothers was convicted of obstruction of justice for trying to threaten victims and bribe DOJ officials.
November 17, 2025
NASCAR Driver's IUL Suit Shows Litigation Revving UpKyle Busch is probably the most famous recent litigant, but there are many more.
November 07, 2025
Carson Group Ex-CMO's Bias Suit On Hold After Allegations She Altered EvidenceMost proceedings are halted pending a ruling on the firm's request that the case be dismissed.
November 04, 2025
BofA, BNY Sued Over Alleged Ties to Epstein Sex CrimesThe two banks were hit by proposed class-action lawsuits accusing them of aiding in Jeffrey Epstein’s sex-trafficking scheme.
October 31, 2025
Female Supervisor Sexually Harassed JPMorgan Chase VP, Lawsuit ClaimsMarvin Holston is suing the bank, alleging that a market director created a hostile work environment.
October 30, 2025
NASCAR Champ Kyle Busch Sues Pacific Life Over $8.6M Losses Tied to IUL PolicyThe driver and his wife contend they paid over $10 million in premiums based on misleading sales pitches.
October 29, 2025
Ex-Morgan Stanley Advisors Sue DOL in Deferred Comp Case"The government isn’t supposed to take a side on an issue like this," a lawyer for the advisors says.