Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

Ex-Broker Gets Over 5 Years in Prison for $2.9M Securities Scheme  

January 10, 2023

Ex-Broker Gets Over 5 Years in Prison for $2.9M Securities Scheme  
Ex-Broker to Fork Up $3M Over Fintech Fraud

January 09, 2023

Ex-Broker to Fork Up $3M Over Fintech Fraud
Arizona 'Advisor' Charged With 27 Counts of Mail, Wire Fraud

January 09, 2023

Arizona 'Advisor' Charged With 27 Counts of Mail, Wire Fraud
JPMorgan Sued by Virgin Islands for Facilitating Epstein Abuse

December 29, 2022

JPMorgan Sued by Virgin Islands for Facilitating Epstein Abuse
Ex-Broker Gets 20 Years in Prison Over Ponzi, COVID-19 Fraud Schemes

December 27, 2022

Ex-Broker Gets 20 Years in Prison Over Ponzi, COVID-19 Fraud Schemes
10 of the Biggest Financial Frauds of the Past 25 Years

December 22, 2022

10 of the Biggest Financial Frauds of the Past 25 Years
The 5 Worst Advisor Crime Cases of 2022

December 21, 2022

The 5 Worst Advisor Crime Cases of 2022