Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
Fund Manager's Driver Posing as Advisor Lost $1M for Investors: SEC
By Dinah Wisenberg BrinThe defendant was a driver for a registered investment advisor that managed a hedge fund.
November 25, 2025
NASCAR Champ Kyle Busch's Pacific Life Lawsuit Moves to Federal CourtThe race car driver and his wife allege $8.6 million in losses tied to IUL policies.
November 24, 2025
Advisor Pleads Guilty to Conning Venezuelans, Others in $94M SchemeAndrew Hamilton Jacobus could face 20 years in federal prison, the Justice Department says.
November 22, 2025
4 Celebrity Estate Battles We Can All Learn FromSuccessful estate planning is not just about avoiding taxes or keeping things private. It’s about keeping the peace.
November 19, 2025
Fidelity, Centene Sued Over Alleged Excessive 401(k) Fees, Misuse of Forfeited AssetsFidelity's recordkeeping services to the Centene plan created a conflict of interest, according to the complaint.
November 19, 2025
Barred Advisor Gets 3-Year Sentence for Bilking Friends, Relatives Out of $3MRobert C. Starnes, who took more than a dozen people's retirement savings, also must pay restitution.
November 18, 2025
Twin Advisors Found Guilty in $10M Fraud Against 100 VictimsOne of the brothers was convicted of obstruction of justice for trying to threaten victims and bribe DOJ officials.
November 17, 2025
NASCAR Driver's IUL Suit Shows Litigation Revving UpKyle Busch is probably the most famous recent litigant, but there are many more.