Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Police Seek Suspect After Wells Fargo Robbery Attempt Near Las Vegas
By Melanie WaddellPolice in Henderson, Nevada, are still searching for a man who attempted to rob a Wells Fargo branch.
May 01, 2026
Medicare Portal Exposed Providers' Social Security Numbers: ReportThe database was created by the Centers for Medicare and Medicaid Services to help seniors look up medical providers.
May 01, 2026
SEC Semiannual Reporting Proposal Clears White House ReviewThe SEC plan to let public companies cut quarterly disclosures to twice a year moved closer to reality.
April 30, 2026
Trump Orders Creation of IRA Comparison SiteTrumpIRA.gov will go live Jan. 1, 2027, and allow workers to compare private-sector IRAs, Trump's order states.
April 30, 2026
FINRA Releases One-Year Progress Report on Rulebook RevampThe report details measures that have been finalized as well as those that are in the works.
April 30, 2026
Trump Account Match Will Be a Common Employee Perk: Sen. Cruz"Trump accounts are 401(k)s for kids," Ted Cruz said Thursday at an ICI event.
April 30, 2026
Medicare's Donut Hole Closed, but Enrollees Still Have Bills to PayFor many retirees, the prescription drug expenses peak at beginning of the year.
April 29, 2026
Judge Enters Final Order in 'Dr. Cash' Ponzi SchemeAn unregistered advisor serving three years in prison must pay $1.7 million related to a fictitious investment fund.