SEC

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.

SEC Staff Says Memecoins Are Like Collectibles, Not Securities

February 28, 2025

SEC Staff Says Memecoins Are Like Collectibles, Not Securities
SEC to Remove Regional Directors: Report

February 25, 2025

SEC to Remove Regional Directors: Report
Advisor Tried to Threaten Witnesses, Bribe Officials in His Fraud Case: DOJ

February 24, 2025

Advisor Tried to Threaten Witnesses, Bribe Officials in His Fraud Case: DOJ
Robinhood Says SEC Closed Crypto Probe Without Any Enforcement

February 24, 2025

Robinhood Says SEC Closed Crypto Probe Without Any Enforcement
SEC Fines One Oak Capital, Rep Over Account Conversions

February 18, 2025

SEC Fines One Oak Capital, Rep Over Account Conversions
Advisor Pleads Guilty to Taking $17M From Clients, Including His Aunt

January 31, 2025

Advisor Pleads Guilty to Taking $17M From Clients, Including His Aunt