SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
'So Far, So Good': Morningstar on Vanguard Under Ramji
By Dinah Wisenberg BrinThe former BlackRock exec has "been pretty busy compared to past CEOs," analyst Daniel Sotiroff says.
April 08, 2026
SEC Names New Enforcement DirectorDavid Woodcock, currently a partner at Gibson, Dunn & Crutcher, will start his new SEC post on May 4.
April 08, 2026
SEC Fines Surge on Biden Enforcements Now Shifting Under TrumpSEC fines and investor relief doubled to $17.9 billion in the 2025 fiscal year, the agency said.
April 07, 2026
Wall Street Watchdogs Pull Back Amid Trump's Deregulatory PushCritics of deregulation worry about what may fall through the cracks.
April 07, 2026
Morgan Stanley Plans Private Credit Fund Even as Investors FleeThe North Haven Strategic Credit Fund may include "a wide spectrum of credit strategies," an SEC filing states.
April 06, 2026
SEC Claims Deceased Advisor Stole $1.68M From Elderly, Sues EstateThe agency is suing the estate of John Brodacki, who died in March, to claw back funds it says he took from clients.
March 30, 2026
Senator Seeks Answers on SEC Enforcement Head's Sudden ResignationSen. Blumenthal asks whether her exit was related to crypto cases, including one touching on the Trump family's ventures.
March 30, 2026
SEC Division Overseeing Private Credit Firms Lost 24% of StaffThe SEC's Division of Investment Management lost 24% of its staff during fiscal year 2025.