SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
SEC Proposes Treating Indexed Annuities As Securities
By Staff WriterMembers of the U.S. Securities and Exchange Commission voted 3-0 to propose a rule that would define some indexed annuities as securities.The proposal would create ...
June 27, 2008
Voss Calls For Teamwork As SEC Airs ProposalIowa Insurance Commissioner Susan Voss says she would like to have a chance to talk to members of the U.S. Securities and Exchange Commission about ...
June 26, 2008
The sky is (not) fallingWith our editor, Daniel Williams, still holding down the fort on the last day of MDRT's big conference in Toronto, let me, Associate Editor Andy Stonehouse, step in for a moment and get you up to date on today's flurry of activity
June 25, 2008
The sky is (not) fallingWith our editor, Daniel Williams, still holding down the fort on the last day of MDRT's big conference in Toronto, let me, Associate Editor Andy Stonehouse, step in for a moment and get you up to date on today's flurry of activity
June 25, 2008
SEC Proposes Rule on EIAs, Opens Rule 15a-6 for CommentsThe Securities and Exchange Commission issued a proposed rule June 25 that would establish the standards for determining which equity indexed annuities are not considered...
June 25, 2008
SEC May Reclassify Some Indexed AnnuitiesMembers of the U.S. Securities and Exchange Commission today voted 3-0 to propose a rule that would define some indexed annuities as securities.The proposal would ...
June 25, 2008
SEC May Reclassify Some Indexed AnnuitiesMembers of the U.S. Securities and Exchange Commission today voted 3-0 to propose a rule that would define some indexed annuities as securities.The proposal would ...
June 22, 2008
SEC Plans To Move On Index Annuities This YearThe U.S. Securities and Exchange Commission plans to address the status of equity indexed annuities soon."Possibly as early as this month," said SEC Chairman Christopher ...