SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
SEC Plans to Let Dimensional Offer Dual Share Class Funds
By Emily Graffeo and Katie GreifeldRoughly 70 other asset managers are waiting to hear back from the SEC on their applications.
September 26, 2025
Guardrails Needed on Alts in 401(k)s: SEC Chief AtkinsThe SEC and Labor Department have "to work hand and glove" to lay ground rules, Atkins said Thursday.
September 23, 2025
SEC Chief Wants 'Innovation Exemption' to Fast-Track Crypto Product ApprovalsSEC Chairman Paul Atkins also said the agency would write new rules for crypto in the coming months.
September 19, 2025
Lawmakers Up in Arms Over Delay of AML Rule for AdvisorsRIAs serve as an entry point for foreign money tied to corruption and terrorism, Sen. Warren and others warn.
September 19, 2025
SEC Breakthrough Lets Grayscale Launch First Multi-Token ETFThe decision lets Grayscale Investments convert its Digital Large Cap Fund into an ETF.
September 18, 2025
SEC Policy Shift Calls for Advisor ActionFirms should not interpret the current pause in rulemaking and the shift away from enforcement as a reprieve.
September 18, 2025
Ex-Advisor Sentenced to 3 Years for Bilking Investors, Including Pro AthletesIan Bell spent investors' money on trips, jewelry and his fiancée’s credit card bills, prosecutors said.
September 18, 2025
SEC Approves Faster Way for Exchanges to List Bitcoin, Gold ETPsThe SEC approved three exchanges’ request to speed up how quickly they can list ETPs that hold spot commodities.