DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
FSI urges advisors to prepare for ‘post-DOL world’
By Janet LevauxThe organization spells out what many changes will look like as new fiduciary rules move forward in Washington.
October 27, 2015
DOL wins 2 consent judgmentsThe Department of Labor has emerged victorious in 2 complaints filed against plan sponsors on behalf of participants.
October 27, 2015
Bill to Stop DOL Fiduciary Rule Passes HouseThe House passed by a 245-186 vote Rep. Ann Wagners bill to stop DOL from moving forward on its fiduciary rule.
October 26, 2015
Experts say DOL rule will remain largely unchanged"There are a lot of unintended consequences and a lot of problems with the rule," said one LIMRA panelist.
October 26, 2015
SEC fiduciary rule still a long way offThe SEC's Investment Management director says the unit is still working on a uniform fiduciary recommendation--but lawmakers aren't happy with the timeline.
October 23, 2015
SEC Fiduciary Rule Still a Long Way OffThe SEC's Investment Management Division, tasked with drafting a uniform fiduciary recommendation, is still working on it, Director David Grim told lawmakers.
October 20, 2015
DOL to ‘Simplify and Streamline’ Fiduciary Rule: BorziDOL is looking for constructive comments on ways to improve the rule and has found them, Borzi said at ARA conference.
October 16, 2015
DOL Chief: We Won’t Play ‘Gotcha’ With Fiduciary EnforcementLabor Secretary Thomas Perez signaled Friday that DOL expects a legal challenge to fiduciary rule but that it will work with stakeholders on compliance.