DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
How DOL Fiduciary Will Change the Industry, and Careers
By Melanie WaddellWhatever its final shape, the redefinition of fiduciary under ERISA will affect business models, compliance costs and possibly career choices.
December 21, 2015
Proposed DOL annuities revisions could mean big changes for advisorsAdvisors selling annuities must become familiar with the proposed revisions to ensure that their sales practices comply with the rules.
December 21, 2015
Proposed DOL annuities revisions could mean big changes for advisorsAdvisors selling annuities must become familiar with the proposed revisions to ensure that their sales practices comply with the rules.
December 17, 2015
DOL fiduciary rule survives omnibus billMissing from the more than 1,000-page bill was a rider that would defund Labors ability to implement a new rule.
December 17, 2015
DOL fiduciary rule survives omnibus billMissing from the more than 1,000-page bill was a rider that would defund Labors ability to implement a new rule.
December 16, 2015
Rep. Wagner Vows to Kill Off DOL Fiduciary Rule, Despite Spending Bill ResultThe spending bill also boosts SEC funding and advances a tax extenders package.
December 14, 2015
DOL Fiduciary Rule, Tax Extenders Hang in Balance as Spending Bill Deadline LoomsThis week is the "most crucial" for Washington this year as a trifecta of events converge, says investment strategist Greg Valliere.
December 09, 2015
Rep. Polis at center of DOL fiduciary stormAdvocates of the DOL fiduciary rule say requiring a new comment period is misguided and would kill the rule.