DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
12b-1 Fees in Crosshairs at SEC — and DOL
By Melanie WaddellThe SEC continues its focus on fund expenses, but DOL's fiduciary rule will take aim at such fees as well.
January 29, 2016
DOL Fiduciary Rule Lands at OMB for ReviewSIFMA urges OMB to put the rule through a "comprehensive" cost-benefit analysis.
January 27, 2016
Debate on Fiduciary Is Over; Battle for ‘Best Interest’ Rages OnThe debate on fiduciary duties ended with the DOL rule win. The battle continues over the meaning of fiduciary and best interest.
January 26, 2016
FSI Vows to Continue Fighting DOL Fiduciary RuleDale Brown: Were not ruling out any actions to stop rules implementation. David Bellaire: Rule will do irreparable harm to investors.
January 26, 2016
DOL’s Perez: Fiduciary Rule to Be Wrapped Up in ‘Coming Months’Labor Secretary Thomas Perez also said the White House plans to push for auto-IRAs and boost MEPs in its upcoming 2017 budget.
January 20, 2016
Voya says DOL contradicts itself with state-run safe harborVoya is saying that the Department of Labor is contradicting itself by proposing a state-run safe harbor.
January 12, 2016
DOL Fiduciary Rule Heading to OMB as Obama Gives Final State of the UnionAn expedited OMB review of DOL's rule could put it out before April. Legal challenges are already being prepared.
January 08, 2016
Here's how much the DOL fiduciary rule may cost the industryFocusing only on the cost of implementing the proposed rule 'vastly' underestimates its potential impact.