DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Industry insiders react cautiously to DOL fiduciary rule
By Arthur D. PostalThe good news? Unlike previous comments on the potential impact of the rule, no one used the word "sue" to describe their reaction.
April 06, 2016
Compliance in U.S. Department of Labor world: Much ado about nothing?Let's take a look at the implications for carriers, distributors, agents and advisors.
April 06, 2016
Compliance in U.S. Department of Labor world: Much ado about nothing?Let's take a look at the implications for carriers, distributors, agents and advisors.
April 06, 2016
DOL Seems to Soften Fiduciary Rule Without Selling Out InvestorsSo what changes did the DOL make to its fiduciary redefinition to accommodate the securities industry and its allies?
April 06, 2016
How the final DOL fiduciary rule will impact advisorsIn a departure from the earlier draft, the finalized fiduciary rule does provide some relief for retirement plan advisors.
April 06, 2016
How the final DOL fiduciary rule will impact advisorsIn a departure from the earlier draft, the finalized fiduciary rule does provide some relief for retirement plan advisors.
April 06, 2016
Lawsuits Won’t Stop DOL Fiduciary Rule, Perez SaysOpponents to the rule are on the "wrong side of history," said Labor Secretary Thomas Perez.
April 06, 2016
How the DOL Fiduciary Rule Will (and Won’t) Affect RIAsAn early look at the final rule suggests a lesser impact, though compliance caution is still warranted.