DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
How are rollovers treated under the DOL fiduciary rule?
By Marcia WagnerYou can curb potential abuses by "capturing" rollovers.
August 21, 2016
The DOL fiduciary rule is bad news for small businessThe ability of small businesses to recruit, reward and retain talented workers will suffer under new federal regulations limiting their ability of offer retirement plans.
August 19, 2016
How Are Rollovers Treated Under the DOL Fiduciary Rule?IRA rollover advice is often rendered in the context of cross-selling, and cross-selling practices by their nature create potential conflicts of interest.
August 18, 2016
DOL Fiduciary Rule Hits BDs’ IT Budgets, Product LinesBroker-dealers have to make a lot of very difficult, and in some cases expensive, decisions, ERISA lawyer Fred Reish says.
August 18, 2016
DOL roundtable: Views from industry veteransRepresentatives from all sides of the insurance industry recently discussed the implications of the DOL fiduciary rule.
August 18, 2016
DOL roundtable: Views from industry veteransRepresentatives from all sides of the insurance industry recently discussed the implications of the DOL fiduciary rule.
August 16, 2016
DOL fiduciary rule: On a collision course with the law?The hope and expectations of plaintiffs in three lawsuits is that the DOL's fiduciary rule will be relegated to its proper place: the dustbin.
August 15, 2016
Advisors may revamp their practices in wake of DOL ruleA Nationwide survey finds that 87 percent of advisors are now considering changes to how they do business.