DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Texas judge denies emergency request to block DOL fiduciary rule
By Melanie WaddellPlaintiffs failed to satisfy four factors required to obtain an injunction pending appeal.
March 01, 2017
Industry Weighs In on DOL Plan to Delay Fiduciary RuleThe 60-day delay will let DOL "review the rules impact ... while providing firms additional time to prepare for potential changes," says SIFMA's Bentsen.
February 28, 2017
OMB Finishes Review of Fiduciary Rule Delay RequestAttorney Tom Clark sees DOL announcing as early as this week how much of a delay it is seeking.
February 22, 2017
Judge Denies Request to Halt Thrivent DOL Fiduciary CaseThe court agrees with Plaintiff that a stay is not warranted at this time, District Court judge says.
February 21, 2017
OMB Looks Ready to OK Delay of Fiduciary RuleA delay of the rule's implementation could become effective as early as this week, regulatory watchers say.
February 17, 2017
DOJ Files to Halt Thrivent Case Against DOL Fiduciary RuleMeanwhile, Judge Daniel Crabtree, in the case brought in Kansas, denied Market Synergy's motion for summary judgment.
February 15, 2017
DOL rule, Dodd-Frank up in the air: What now for advisors?If the DOL opts to revamp the fiduciary rule, critics are hoping the revisions will be significant, starting with an overhaul of the best interest contract exemption.
February 15, 2017
DOL rule, Dodd-Frank up in the air: What now for advisors?If the DOL opts to revamp the fiduciary rule, critics are hoping the revisions will be significant, starting with an overhaul of the best interest contract exemption.