DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Weighs Political Pressure to Drop Defense of Fiduciary Rule
By Nick ThorntonWhat is the fiduciary rule's fate now that the NAFA case has been dismissed? First, a Supreme Court appeal is less likely.
March 06, 2018
Let the DOL Oversee Association Health Plans? No WayA fraud fighter says the DOL has a bad track record when it comes to shutting down fake plans.
February 26, 2018
State Regulator Galvin Is Putting Teeth in DOL Fiduciary Rule"We bring legal actions, and we usually win them," William Galvin, Massachusetts' top securities regulator, tells ThinkAdvisor.
February 26, 2018
FSI Backs DOL's Association Health Plan ProposalThe independent advisor trade group could offer health insurance to members if Labor expands access to association health plans.
February 26, 2018
FSI Backs DOL’s Association Health Plan ProposalThe independent advisor trade group could offer health insurance to members if Labor expands access to association health plans.
February 05, 2018
DOL, SEC Fiduciary Rules Likely in FallAny SEC rule will be crafted in such a way to attempt to avoid any challenge by any outside party, a lawyer says.
January 05, 2018
Trump's Team to Let Major Disability Claim Regs Take EffectDOL officials say commenters provided little evidence that the regulations would drive up costs.
December 04, 2017
Level Fee Trend Survives Fiduciary Rule DelaysThe DOL fiduciary rule has created a big shift that is most prominent among advisors who provide retirement-related advice for major financial firms.