Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Health Reform, Financial Services Regulation Dominated The D.C. Agenda
By Arthur D. PostalDespite an entire year of debate, it remained unclear as 2009 ended what the shape and substance of a future healthcare delivery system would be and how deeply the federal government will intervene in the regulation of the insurance industry.
December 20, 2009
Health Reform, Financial Services Regulation Dominated The D.C. AgendaDespite an entire year of debate, it remained unclear as 2009 ended what the shape and substance of a future healthcare delivery system would be and how deeply the federal government will intervene in the regulation of the insurance industry.
December 17, 2009
Quiz Question: Rule 151A implementation would start when?This article answers the question: Within what period of time does the Securities and Exchange Commission plan to fully implement Rule 151A, after the final rule is issued?
December 16, 2009
Fighting SEC Rule 151AChances are you want SEC Rule 151A to be vacated. Are you doing anything about it?
December 16, 2009
Quiz Question: Rule 151A implementation would start when?This article answers the question: Within what period of time does the Securities and Exchange Commission plan to fully implement Rule 151A, after the final rule is issued?
December 16, 2009
FDIC Spending Soars Amidst Bank FailuresThe board of directors of the Federal Deposit Insurance Corporation has approved a $4 billion operating budget for 2010, up 55% from $2.6 billion this year.
December 16, 2009
Fighting SEC Rule 151AChances are you want SEC Rule 151A to be vacated. Are you doing anything about it?
December 14, 2009
Editor's Choice for the Week of December 14, 2009: A Snub to FINRA, Mixed Economic MessagesWhat's happening this week.