Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

Federal Regulation

IRS Might Issue ACO Guidance

By Allison Bell
CBO: FIO to Cost $2 Million per Year

March 31, 2011

CBO: FIO to Cost $2 Million per Year
NAIC CEO on ComFrame: Supervision Matters More Than Regulation

March 31, 2011

NAIC CEO on ComFrame: Supervision Matters More Than Regulation
IRS Releases W-2 Group Health Guidelines

March 30, 2011

IRS Releases W-2 Group Health Guidelines
IRS Tells Foreign Financial Account Holders They Must File

March 30, 2011

IRS Tells Foreign Financial Account Holders They Must File
IRS Launches a Lenient Lien Program for Small Businesses

March 30, 2011

IRS Launches a Lenient Lien Program for Small Businesses
IRS Releases W-2 Group Health Guidelines

March 29, 2011

IRS Releases W-2 Group Health Guidelines
Financial Planning Coalition Tells Congress to Support Fiduciary Duty

March 29, 2011

Financial Planning Coalition Tells Congress to Support Fiduciary Duty