Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Birth control benefits: The feds try again
By Allison BellRegulators would still not let for-profit employers opt out of the mandate.
January 31, 2013
Feds map PPACA coverage rule limitsThe minimum essential coverage and shared responsibility provisions include exemptions.
January 31, 2013
Feds map PPACA coverage rule limitsThe minimum essential coverage and shared responsibility provisions include exemptions.
January 30, 2013
Increased Regulation: ‘Just Deal With It’You know, Im very direct, said Summit Financial CEO Marshall Leeds, who spoke with AdvisorOne about football, regulation and CEOs' priorities.
January 29, 2013
Industry girds for DOL fiduciary ruleAgents and brokers continue to fear that the new regulation, if finalized, would eliminate commissions and "price out" many American IRA holders from affordable financial advice.
January 29, 2013
Industry girds for DOL fiduciary ruleAgents and brokers continue to fear that the new regulation, if finalized, would eliminate commissions and "price out" many American IRA holders from affordable financial advice.
January 29, 2013
SEC Names Hoecker Inspector GeneralThe SEC announced Tuesday that it has named Carl W. Hoecker as its Inspector General. Hoecker currently serves as inspector general for the U.S. Capitol Police and will replace David Kotz, who left the SEC last year.
January 29, 2013
First 3 tasks for Mary Jo White at the SECWill White be able to set a high standard for fraud cases?