Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
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March 27, 2014
FINRA Examining Trading in New Puerto Rico BondsThe Financial Industry Regulatory Authority said its examining trading in the $3.5 billion of general-obligation bonds that Puerto Rico sold this month.
March 26, 2014
IRS to Treat Bitcoin as Property for Tax PurposesBitcoin users, who have operated largely without government oversight, now have to think about tax implications and reporting.
March 25, 2014
New York's Regulation 60 needs a makeoverNew York state's residents would be better off with a revised reg permitting a speedier application process.
March 25, 2014
New York's Regulation 60 needs a makeoverNew York state's residents would be better off with a revised reg permitting a speedier application process.
March 25, 2014
SEC probes risk of hackers hitting Wall StreetMore than half of exchanges surveyed globally in 2012 said they experienced a cyber-attack.
March 25, 2014
SEC probes risk of hackers hitting Wall StreetMore than half of exchanges surveyed globally in 2012 said they experienced a cyber-attack.
March 25, 2014
HHS birth control mandate reaches Supreme CourtKathleen Sebelius ruled that the PPACA preventive services package had to include contraceptives.