Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Details emerge on Trump's fiduciary rule directive
By Melanie WaddellHere's a closer look at President Donald Trump's executive order directing the Labor Department to undertake an assessment of its fiduciary rule.
February 06, 2017
3 Keys to Giving Client Gifts With Maximum ImpactThe power of a properly executed gift can never be underestimated.
February 06, 2017
What’s Next for DOL Fiduciary RuleSorting through the confusion that followed release of two memorandums from the White House on Friday about the status of the rule.
February 03, 2017
Advisors Mixed on Trump’s DOL Rule ReviewRIAs at TDAI conference expect to keep their competitive edge since they are already fiduciaries.
February 03, 2017
Details Emerge on Trump Order to ‘Review’ Fiduciary RuleThe order does not ... repeal nor revise nor delay the rule, TD Ameritrade's Schweiss says; DOL is considering its options for a delay.
February 03, 2017
President Trump: Halt DOL fiduciary rule, review Dodd-FrankPresident Donald Trump is expected to sign a directive Friday telling the Department of Labor to halt implementation of its fiduciary rule, and another to roll back the Dodd-Frank Act.
February 03, 2017
President Trump: Halt DOL fiduciary rule, review Dodd-FrankPresident Donald Trump is expected to sign a directive Friday telling the Department of Labor to halt implementation of its fiduciary rule, and another to roll back the Dodd-Frank Act.
February 03, 2017
Trump Tells DOL to Halt Fiduciary Rule; Dodd-Frank TargetedPresident Trump signed executive orders to halt implementation of the DOL's fiduciary rule and to scale back regulations in the Dodd-Frank law.