Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Releases Propsed Split-Dollar Rules
By Staff WriterIRS Releases Proposed Split-Dollar RulesBy Steven BrostoffWashington The Internal Revenue Service has issued proposed rules on equity split-dollar arrangements that have some practitioners questioning the ...
July 07, 2002
The SEC Says It Is Striving For Flexibility In Reviewing Substitution ApplicationsThe SEC Says It Is Striving For Flexibility In Reviewing Substitution ApplicationsByWashington The Securities and Exchange Commission staff is trying to be flexible and to ...
July 07, 2002
Applaud IRS Ruling On HRAs For The New Options It Will CreateApplaud IRS Ruling On HRAs For The New Options It Will CreateHealth care costs are skyrocketing, physicians continue to rebel against health maintenance organizations, Congress ...
July 02, 2002
Hewitt Praises New IRS Health Account RulesNU Online News Service, July 2, 2:15 p.m. -- Hewitt Associates L.L.C., Lincolnshire, Ill., a benefits consulting firm, says the new Internal Revenue Service ...
July 01, 2002
Federal LTC Program Begins Open EnrollmentNU Online News Service, July 1, 11:34 a.m. -- Open enrollment begins today for the new Federal Long Term Care Insurance Program.Organizers are supporting ...
June 30, 2002
SEC And Insurance Departments Collaborate On Company ExamsSEC And Insurance Departments Collaborate On Company ExamsByThe Securities and Exchange Commission is participating with state insurance departments in collaborative joint examinations of companies that ...
June 30, 2002
IRS Ruling Seen Kick-Starting Move To Patient-Directed Health CareIRS Ruling Seen Kick-Starting Move To Patient-Directed Health CareByWashington A ruling last week by the Internal Revenue Service is being viewed by some as a ...