Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Benefits Foundation Publishes Guide To New Federal Pension Laws
By Staff WriterNU Online News Service, June 18, 2:05 p.m. -- The International Foundation of Employee Benefit Plans, Brookfield, Wis., has published a 180-page guide to ...
June 10, 2001
Creating A Compliance Roadmap For Managers Of AgentsCreating A Compliance Roadmap For Managers Of AgentsIncreasingly, managers are finding themselves in the uncomfortable position of being held accountable by companies and regulators for ...
June 01, 2001
Some New Yorkers Ask Insurance Department For Right To Sue Insurers Over Privacy ViolationsNU Online News Service, June 1, 2:35 p.m. -- The New York State Insurance Department has renewed its temporary, emergency adoption of a new ...