Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Experts Downplay Effects Of IRS 412(i) Moves
By Allison BellNU Online News Service, Feb. 20, 2004, 5:58 p.m. EST -- Insurance experts are downplaying the likely effects of the new Internal Revenue Service ...
February 12, 2004
ACLI Objects To Hard Close ProposalNU Online News Service, Feb. 12, 2004, 1:38 p.m. EST, Washington -- The American Council of Life Insurers, Washington, is opposing proposed mutual fund ...
February 12, 2004
The Dangers And Opportunities Of The New Split-Dollar RegulationsThe Dangers And Opportunities Of The New Split-Dollar RegulationsThe Chinese have a symbol, pronounced jitsui, which means both danger and opportunity.Jitsui is a perfect descriptor ...
February 09, 2004
ACLI Pans SEC Variable Product ProposalNU Online News Service, Feb. 9, 2004, 3:43 p.m. EST, Washington -- Life insurers are challenging a U.S. Securities and Exchange Commission variable product ...
February 06, 2004
ACLI Questions China Branch Capital RequirementsNU Online News Service, Feb. 6, 2004, 1:24 p.m. EST -- The Chinese Insurance Regulatory Commission has set high capital requirements for foreign insurers ...
February 05, 2004
NAIFA CEO: We Didnt Change Our Policy, We 'Strengthened' ItNAIFA CEO: We Didnt Change Our Policy, We Strengthened ItTo The Editor: I would like to clarify a key point in your report on the ...
February 01, 2004
A Flurry of Rules From the SECThe New Year had barely begun, but the Securities and Exchange Commission was already bombarding investment advisors and mutual funds with a bunch of proposed...
January 29, 2004
IDS Life Asks SEC For Exemption OrderNU Online News Service, Jan. 29, 2004, 4:36 p.m. EST -- IDS Life Insurance Company, Minneapolis, and its sister companies are asking for help ...