Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
A Sleeping Dog No More
By Linda KocoA lot of industry people are asking: Why did the Securities and Exchange Commission issue its June 25, 2008, proposal to regulate fixed index annuities ...
July 28, 2005
IRS Rejects Profit-Sharing Health AccountsFederal officials are stopping efforts to put tax-exempt medical reimbursement accounts in 401(a) profit-sharing plans.[@@]Employers can put MRAs in 401(a) plans, but those employers ...
July 27, 2005
Feds Post New Estate Ta FormThe Internal Revenue Service has posted a draft of 2005 tax Form 706 on its Web site.[@@]Form 706 is the form that taxpayers and ...
July 26, 2005
Feds Post New Form 5500The Internal Revenue Service has posted advanced copies of the 2005 Form 5500, the tax form for employee benefit plans, on its Web site.[@@]The ...
July 25, 2005
New SEC Begins to Take ShapeBush nominates two Democrats for Commission; Cox hearing set
July 22, 2005
Industry To Fight Proposed VA Suitability RegulationsThe American Council of Life Insurers will be asking federal regulators to reject a proposed variable annuity sales suitability regulation developed by the National ...
July 21, 2005
IRS To Federal Credit Unions: Stay Calm About 457 PlansRegulators are telling federal credit unions not to panic about the status of their 457 nonqualified deferred compensation plans.[@@]The Internal Revenue Service has released ...
July 21, 2005
SEC Requires Separate Tags For Separate AccountsThe U.S. Securities and Exchange Commission wants manufacturers of variable annuities and variable life contracts to help it distinguish between the electronic filings of ...