Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
AIG Filing Confirms Use Of Covenants
By Staff WriterAmerican International Group Inc. says the Federal Reserve may be able to use warrants to obtain up to 79.9% of the company's stock.AIG, New York, ...
September 17, 2008
Witnesses Continue Plan Fee Disclosure FightThe Senate Health, Education, Labor and Pensions Committee today held a hearing on 401(k) plan fee disclosure.Witnesses who represented smaller providers carried on the battle ...
September 17, 2008
IRS Eases Plan Filing RulesThe Internal Revenue Service has relaxed the schedule for plan sponsors and administrators that need opinions and determination letters for retirement plans.The change affects applications ...
September 17, 2008
IRS Eases Plan Filing RulesThe Internal Revenue Service has relaxed the schedule for plan sponsors and administrators that need opinions and determination letters for retirement plans.The change affects applications ...
September 16, 2008
Greenberg: AIG Survival In National InterestMaurice Greenberg, the former chairman of American International Group Inc., today said the Federal Reserve System should provide a bridge loan for AIG if the ...
September 15, 2008
GAO Recommends IRA ChangesThe Internal Revenue Service and Congress should work together to make the individual retirement account program less confusing for taxpayers, a congressional watchdog agency says.Officials ...
September 15, 2008
GAO Recommends IRA ChangesThe Internal Revenue Service and Congress should work together to make the individual retirement account program less confusing for taxpayers, a congressional watchdog agency says.Officials ...
September 15, 2008
CMS Adopts Medicare Marketing RulesThe federal Centers for Medicare and Medicaid Services today released final regulations that will tighten the rules for agents selling Medicare Advantage plans.The final regulations ...