Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IMSA: Compliance Officers Prefer Federal Regulation
By Staff WriterMany executives who help insurers comply with regulations would prefer to see a single federal regulatory agency replace the current state-based system.Staffers at the Insurance ...
September 23, 2008
Paulson Calls For Federal Insurance OversightWhile testifying on the federal institution rescue plan, Treasury Secretary Henry Paulson today repeated calls for creation of a federal insurance regulatory system.Paulson said at ...
September 22, 2008
State Officials Reject Paulson OFC ReasoningState lawmakers and insurance regulators say federal regulators should focus on doing a better job rather than on expanding their jurisdiction to include the insurance ...
September 22, 2008
Paulson Uses AIG To Continue OFC BattleTreasury Secretary Henry Paulson said over the weekend that the recent turmoil at American International Group Inc. demonstrates the need for federal regulation of insurers.AIG, ...
September 22, 2008
Paulson Uses AIG To Continue OFC BattleTreasury Secretary Henry Paulson said over the weekend that the recent turmoil at American International Group Inc. demonstrates the need for federal regulation of insurers.AIG, ...
September 21, 2008
Down The Rabbit HoleIf ever there was a week in which the world of Alice in Wonderland became reality, this past one was it.Lehman Bros. fell down the ...
September 21, 2008
Down The Rabbit HoleIf ever there was a week in which the world of Alice in Wonderland became reality, this past one was it.Lehman Bros. fell down the ...
September 19, 2008
IRS Updates RateThe Internal Revenue Service has come out with a revenue ruling that sets the current rates to be used in a variety of federal income ...