Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
SEC Plans To Move On Index Annuities This Year
By Linda KocoThe U.S. Securities and Exchange Commission plans to address the status of equity indexed annuities soon."Possibly as early as this month," said SEC Chairman Christopher ...
June 16, 2008
SEC To Move On Indexed AnnuitiesThe U.S. Securities and Exchange Commission is getting ready to address the status of annuities with returns linked to the performance of stock indices and ...
June 16, 2008
SEC To Move On Indexed AnnuitiesThe U.S. Securities and Exchange Commission is getting ready to address the status of annuities with returns linked to the performance of stock indices and ...
June 15, 2008
IRS Issues IRA-To-HSA Transfer RulesHolders of Individual Retirement Accounts can shift some cash into Health Savings Accounts without paying income taxes or penalties on the distributions.Officials at the Internal ...
June 15, 2008
IRS Issues IRA-To-HSA Transfer RulesHolders of Individual Retirement Accounts can shift some cash into Health Savings Accounts without paying income taxes or penalties on the distributions.Officials at the Internal ...
June 15, 2008
SEC Seeks Public Comments On FINRA VA Rule ChangesThe U.S. Securities and Exchange Commission is calling for reactions to variable annuity sales rule changes proposed by the Financial Industry Regulatory Authority.FINRA, Washington, filed ...
June 15, 2008
SEC Seeks Public Comments On FINRA VA Rule ChangesThe U.S. Securities and Exchange Commission is calling for reactions to variable annuity sales rule changes proposed by the Financial Industry Regulatory Authority.FINRA, Washington, filed ...
June 13, 2008
Plan Fee Bill StallsThe author of H.R. 3185, a 401(k) plan fee disclosure bill, says it is dead, but the U.S. Department of Labor is continuing to work ...