Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
A Cybersecurity Firm's Propaganda May Hide Red Flags
By Sid YenamandraThere are red flags even when dealing with cybersecurity firms. Here's what to watch for.
March 26, 2019
GAO Calls for Tougher Rules on Consumer Reporting AgenciesThe Equifax breach "revealed major gaps" in how agencies protect and use consumers' data, senators said.
March 26, 2019
Don't Let Your Cybersecurity Policy SlipThe SEC has been clear on what it expects from advisors on data protection. Are you up to speed?
March 13, 2019
New Concierge Service Helps Advisory Firms With CybersecurityEntreda's add-on for clients using Unified software provides 24/7 personal service.
February 28, 2019
Downside of Technology for Advisors: Increased CybercrimeA GlobalData study looks at how cybercrime has grown as a result of the digitization of the business, and how advisors are responding.
February 26, 2019
Ensemble or Solo Practice? How it Impacts Technology SolutionsHow your firm is structured certainly impacts what technology solutions are selected and rolled out.
February 26, 2019
Aite Group Launches Cybersecurity PracticeMachine-learning model is the next evolution for cybersecurity, according to an Aite report by team member and cybersecurity vet Alissa Knight.
February 21, 2019
CFTC Compliance Branch Releases Its First-Ever Exam Priorities ListHere's what advisors and BDs registered as CTAs or commodity pool operators should prepare for.