Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
SEC Charges 9 in Edgar Hack
By Melanie WaddellThe SEC alleges that after hacking newswire services, Ukrainian hacker Oleksandr Ieremenko turned his attention to Edgar.
December 21, 2018
4 Ways to Build a Successful Business Plan for 2019Each and every part of a business plan today should include technology; here's how to make tech plans work in the year ahead.
December 21, 2018
FINRA Issues Report on Best Cybersecurity PracticesThe group highlights five areas of focus, such as how to limit phishing attacks and how to implement controls on mobile devices.
December 20, 2018
FSOC Cites Brexit, Cybersecurity as Top ConcernsDigital assets like Bitcoin don't appear to threaten financial stability, as their market capitalization is still small, according to FSOC's annual report.
December 18, 2018
403(b) Plans: A SnapshotBrightScope and ICI took a look at what kinds of investments the plans offer.
December 13, 2018
As Cybercrime Costs Soar, Wealthy to Get New Tool From Norton, AonOne research firm says the price tag for cybercrime could hit $6 trillion by 2021; New York's Global Cyber Center picks up steam.
December 10, 2018
RBC Adds Responsible Investing Leaders, Financial Abuse Prevention UnitThe firm has also signed on to SIFMA's Senior Investor Protection Toolkit initiative.
December 10, 2018
SEC's Clayton Says Companies' Awareness of Cyber Threats Is GrowingCompanies are looking beyond cyberattack prevention to better protection and smarter collection of data, Clayton says.