B/Ds' Compliance Burden Gets Heavier
By Melanie WaddellAsk any broker/dealer what their biggest headache is nowadays, and they'll tell you it's complying with the deluge of new and proposed regulations by the...
September 01, 2003
Art AppreciationArt collecting is a pastime that is regularly engaged in by the well-to-do and others who appreciate the best in human culture. Do you love...
September 01, 2003
Getting ReadyAs an investment advisor, you'd probably wince in your chair if a client told you that he didn't carry automobile or homeowner's insurance. After muttering...
September 01, 2003
Time to Make a New PlanIt's ironic, but in my experience there's no part of business management more misunderstood by financial planners than strategic planning. Time and again, I hear...
September 01, 2003
Spreading Words of WisdomLarry Swedroe says he's been "lucky in his career." A former vice chairman of Prudential Home Mortgage and senior investment banker at Citibank, Swedroe has...
September 01, 2003
Paths to SuccessShould we choose to make our investments actively or passively? While the arguments are fast and furious on both sides, there is a place for...
September 01, 2003
Second That EmotionIn his new book, Authentic Happiness, Dr. Martin Seligman, past president of the American Psychological Association, notes that happiness is the only human endeavor that...
September 01, 2003
Straight Talk From Ken FisherInsightful and blunt, Ken Fisher is an enigma. He shuns conferences for independent advisors and industry associations. Yet he is arguably the best known independent...