Trust in Advisors Grows as Investors Sour on AI-Only Advice
By Michael S. FischerEight in 10 clients say the industry is meeting their needs, SIFMA and KPMG find.
October 23, 2026
7 Top SEC Exam Priorities for 2027An "explicit focus on fraud detection and bad actors" is absent from the just-released list, lawyer Nick Morgan says.
October 23, 2026
Barred Advisor Pleads Guilty to $3.3M Fraud Against LPL, Fidelity, TD AmeritradeAndrew Komarow pleaded guilty on Thursday to wire fraud, which carries a maximum 20-year prison term, DOJ said.
October 23, 2026
How High-Income Families' Financial Assets Changed After COVIDThe families' average asset values increased much faster than their average income, according to new Fed data.
October 23, 2026
Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualU.S. adults with advisors are about twice as likely as others to say they have thought about the costs.
October 23, 2026
Workers Think They're Financially Healthier Than They Are: VoyaAbout 25% received high confidence scores but low scores for efforts to manage their finances.
October 22, 2026
PRO
Reverse Rollovers: Moving IRA Money Into a 401(k)This uncommon strategy has powerful tax benefits in certain client situations.
October 22, 2026
6 SEC Rules That Could Pass by Year-EndSome proposals released in 2026 affecting the advisory industry won't get through, but others stand a good chance.