Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
How to Spot a Harvey Scam
By Danielle AndrusScammers prey on the good will of people concerned about those affected by Hurricane Harvey. Meanwhile, industry organizations are helping people affected by the storm.
August 25, 2017
Another Sign DOL Rule Will Exclude Class-Action ProvisionThe latest comes from a Justice Department letter to the federal court hearing the Thrivent case opposing the provision.
August 25, 2017
Seniors Still at Greatest Risk for FraudLocal securities cops on the beat fighting financial fraud have confirmed that financial exploitation against seniors remains a top problem.
August 24, 2017
Financial Stress Could Cost Employers Up to $250B in Lost Wages AnnuallyEmployees spend 5 to 13 work hours per month worrying about personal finances, Mercer reports.
August 22, 2017
CAPTRUST and CapTrust ReuniteThe two firms split in 1998 but had operated as part of the larger CapTrust organization.
August 22, 2017
Advisor Lied to Pro Athlete About ‘VIP’ Fees: SECThe advisor told the athlete and his wife that they were paying a special rate but charged them $1.2 million more than represented, SEC says.
August 21, 2017
New York Cracks Down on Student Loan Fraud, AbuseAttorney General Eric Schneiderman has announced a three-pronged approach designed to end abuses and get compensation for victims.
August 21, 2017
Senior Financial Fraud Is on the Rise: NASAAThree in 10 state securities regulators have seen an increase in cases or complaints involving senior financial fraud or exploitation.