Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
SEC Finds Shady Practices in BDs' Structured Product Sales
By Melanie WaddellExaminers found suitability violations including heavy sales to customers who were elderly, didn't speak English or had a conservative investment objective.
August 24, 2015
Here’s a 7-point plan to step up your social media gameHearsay Social has unveiled a new consulting service to help you evaluate your social media strategy.
August 21, 2015
Social Security May Extend Spousal Benefits to Gay CouplesAttorneys in federal suits seeking benefits say the SSA will provide retroactive benefits to the spouses, widows or widowers of same-sex partners.
August 21, 2015
Here are the winners of the 2015 Social Media Silver Bowl AwardsThe awards recognize originality, innovation and effective social media campaigns or programs.
August 20, 2015
It's a Good Time to Visit Muniland, but Come PreparedDavid Kotok, co-author of "Adventures in Muniland," and Matt Fabian of Municipal Market Analytics counsel muni bond investors on what to watch out for.
August 20, 2015
Citigroup in Hot Water Again With SEC, NY Attorney GeneralCitigroup Global Markets must pay the SEC a $15 million penalty for failing to supervise trades and repay New York customers for investment fee overcharges.
August 20, 2015
Stats on 4 social media platforms advisors are adoptingMore financial service professionals are turning to social media to promote their practices to prospective clients.
August 19, 2015
How Mature Is Your Firm's Social Media Strategy?Hearsay Social's new Social Business Maturity Model lets firms benchmark themselves against others using seven factors.