Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
Technology Critical to Meet Increasing Compliance Burden
By Danielle AndrusRegulators are using technology to crack down on financial services firms; advisors should use the same technology.
November 18, 2016
Capital One to End Commissions in Advised IRAsThe brokerage firm, which has roughly $25 billion of assets, makes the move in response to the DOL fiduciary rule.
November 16, 2016
Everyone Knew Trump Would Win All AlongAs an example of hindsight bias and how outcomes affect narratives, consider the presidential election.
November 15, 2016
Should Students Be Financially Literate Before They Take on College Debt?Financial literacy courses could help student borrowers avoid delinquency or default, according to the director of GW's financial literacy center.
November 15, 2016
Is Your Clients’ Financial Behavior Hard-Wired in Their DNA?In 2010, a study on 15,000 sets of twins in Sweden found that financial behavior could be affected by their DNA.
November 15, 2016
BD Charged With Fleecing Seniors With Unsuitable Products, High-Pressure ContestsIn one case, a woman dying of cancer in Massachusetts was pressured to buy a variable annuity.
November 15, 2016
Elder Financial Abuse Appears to Be Worse Than Thought: Allianz Life StudyThe survey found that 37% of active caregivers said the elder under their care had experienced financial abuse or exploitation with a loss.
November 15, 2016
How Millennial Women, Men View Retirement Differently: SchwabProfessional advice can strongly boost confidence in investment decisions.