Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Follow the Money in Succession Planning
By Angie HerbersYou might think that financial advisors are financially savvy, and when it comes to personal finance, they usually are.
June 19, 2013
Why I Feel Torn Over the CFP Board's Treatment of GoldfarbNow that the CFP Board has released details about its actions against former Chairman Alan Goldfarb, I better understand its reasoning. In this case, though, should justice have been tempered with mercy?
June 18, 2013
AdvisorOne’s Best Comments: Goldfarb, Fiduciary, ReferralsOur regular collection of some of the most recentand most thought-provokingcomments made by readers on AdvisorOne.
June 13, 2013
Disclosure rules help bring down 401(k) feesDefined contribution plan fees are starting to drop, thanks to fee disclosure regulations put in place last year.
June 12, 2013
The Curious Case of Alan Goldfarb, and Why All Advisors Should CareAn interview with former CFP Board Chairman Goldfarb raises questions about the nuances of compensation and who polices the fee-only advisor.
May 30, 2013
Investors Cap Aims to Double Advisor SalesThe independent broker-dealer hosts a workshop led by a top producer to help its reps raise their yearly production.
May 03, 2013
How should insurers pay their PPACA fees?An NAIC working group gives ideas about how to put the fees in premium rates.