Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Officials Question AnthemWellPoint Merger
By Allison BellByExecutives at WellPoint Health Networks Inc. are defending their company's efforts to merge with Anthem Inc.Anthem, Indianapolis, announced plans in October 2003 to acquire the ...
May 12, 2004
NAIFA: Keep 12b-1 FeesNU Online News Service, May 12, 2004, 5:39 p.m. EDT, Washington -- Paying fees to registered representatives for ongoing service to clients is a ...
May 05, 2004
NFP Managers Qualify For More Incentive PaymentsNU Online News Service, May 5, 2004, 6:01 p.m. EDT -- Nationwide Financial Partners Corp., New York, is paying its managers more these days ...
May 04, 2004
Demand for Alternative Strategies Notes Called 'Extraordinary'TORONTO (HedgeWorld.com)--Abria Financial Group, the Canadian investment management concern headed by Henry Kneis, announced that due to extraordinary demand, it and issuer BNP Paribas (Canada)...
May 01, 2004
John SmarttJohn M. Smartt, Jr., CPA 2001 Partridge Run Lane Knoxville, Tennessee 37919 Phone and fax: 865-588-4159 [email protected] Year practice began: 1993 Number of advisors in office: 1 Number of clients: 47...
May 01, 2004
Rollin' AlongPlanners who are contemplating a switch from commissions to fees tend to sound like people about to start a strict new diet: This will probably...
April 08, 2004
AALU Has Concerns Over Senate BillsByWashingtonA new deferred compensation proposal would maintain the current industry-supported moratorium on Treasury Department guidance on nonqualified deferred compensation, but still raises concerns, says Bob ...
March 24, 2004
Benchmark for Industry Pay SoughtNAPERVILLE, Ill. (HedgeWorld.com)--Executive search firm HQ Search Inc. unveiled a survey of hedge fund industry executives and firms with the goal of creating a benchmark...