Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Ohio Regulators Investigate Benefits Brokers
By Staff WriterThe Ohio Department of Insurance is still checking to see whether insurance brokers told government agency clients enough about their compensation arrangements.Regulators announced Wednesday that ...
March 26, 2006
Read The Fine Print When Choosing An HSA CustodianWhen looking for the right health savings account custodian, you'll quickly discover there are almost as many fee options to consider as there are custodians ...
March 01, 2006
Howard SontagFounder/Managing Partner Sontag Advisory 261 Madison Avenue, #14 New York, New York 10016 212-973-1200 Fax: 212-973-1210 [email protected] Year practice began: 1995 Number of advisors: 6 Number of support staff: 20 Clients: more than 350 Client assets:...
February 12, 2006
Even With 409A Limits, Deferred Comp Plans Have A Vital RoleDespite limitations added by new Code Section 409A, nonqualified deferred compensation plans still have a vital role in executive compensation planning for key executives.They provide ...
February 12, 2006
Even With 409A Limits, Deferred Comp Plans Have A Vital RoleDespite limitations added by new Code Section 409A, nonqualified deferred compensation plans still have a vital role in executive compensation planning for key executives.They provide ...
January 05, 2006
Benefits Firm Settles New York CaseThe head of a California benefits firm has agreed to pay $2 million in restitution to resolve an investigation started by New York regulators.Douglas Cox, ...
December 29, 2005
Event To Include Mini Med TrackThe Benefits Marketing Association has scheduled a 3-day Benefits Marketing Renaissance conference to start Feb. 27 in Nashville, Tenn.[@@]The program for the worksite benefits ...
December 02, 2005
Eecutive Joins CIGNA UnitIntracorp has hired Margaret Alakson to be vice president of case management operations.[@@]Intracorp, a unit of CIGNA Corp., Philadelphia, manages disability and workers' compensation ...