Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Top 5 'dos' for financial advisors
By Steven McCartyThese five rules are the ones your practice will live or die by.
March 04, 2013
Mandated DC fee disclosure has little positive impactA study finds no change in the number of participants who knew how much they paid in fees before and after the 2012 regulations.
March 04, 2013
Mandated DC fee disclosure has little positive impactA study finds no change in the number of participants who knew how much they paid in fees before and after the 2012 regulations.
February 27, 2013
401(k) Plan Costs Fell in 2012Total plan costs for retirement plans have fallen in the last year, according to the 13th edition of the 401k Averages Book.
February 25, 2013
Clients With Benefits: How to Protect Against Would-Be MoochersOne of the downsides to running a personal service business is that friends and relatives often expect a discount.
January 29, 2013
Exec bonuses under TARP take fireA SIGTARP report criticizes the Treasury Department for failing to rein in excessive pay for top execs of bailed-out companies.
January 29, 2013
Exec bonuses under TARP take fireA SIGTARP report criticizes the Treasury Department for failing to rein in excessive pay for top execs of bailed-out companies.
January 25, 2013
Raymond James’ New Comp Grid Wins PraiseExperts say its impact on reps should be "neutral," but could have a surprising upside for some reps.