Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Washington's overlords
By Warren S. HerschGargantuan pay packages for CEOs have not gone unnoticed in the nations capital.
October 09, 2013
Jeff and Kim Camarda Talk About Their Suit Against the CFP BoardA conversation with the plaintiffs provides a new perspective on the ongoing "fee-only" issue and raises new questions about the Boards handling of the case.
October 06, 2013
How Onslaught of Retirees Threatens an Advisor’s PracticeIf you think only clients are worried about the distribution phase, think again, says top advisor Charlie Farrell.
October 01, 2013
Don’t Be an Underpriced AdvisorClose analysis and open communication are keys to ensuring appropriate advisory compensation.
September 30, 2013
Fees, 401(k) plans and cheap T-shirtsPhyllis Borzi offers the most eloquent metaphor to explain the role of fees in 401(k) plans.
September 25, 2013
It’s Time for CFP Board to Apologize to Alan GoldfarbIt turns out there are potentially thousands of CFPs who aren't fee-only, but the Boards amateurish reaction to the revelation provides fuel to its critics.
September 19, 2013
JPMorgan Hit With $80M Fine Over Illegal Credit Card PracticesTogether with the $920 million JPMorgan Chase agreed to pay over the London Whale case, Thursday was an expensive day for the megabank.
September 18, 2013
And Now, the Rest of the Alan Goldfarb StoryNew revelation raises questions about rushing to judgment, CFP Boards right to regulate its own designation and doing the right thing for the wrong reasons.