Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Morgan Stanley Tweaks Bonus Plan; Adds Sports, Entertainment Group
By Janet LevauxMorgan Stanley is moving to defer slightly more compensation for its advisors in 2015, experts say, but just how financial advisors will react to the shift…
December 15, 2014
UBS Reps to See Bigger Wealth BonusesThe 7,000 reps are set to receive more fees and commissions tied to insurance, lending and planning work.
November 27, 2014
You (sometimes) get what you pay forTake care to ensure that your cost of labor does not diminish your profitability.
November 27, 2014
You (sometimes) get what you pay forTake care to ensure that your cost of labor does not diminish your profitability.
November 26, 2014
6 steps to becoming a billion-dollar RIA firmThe Alliance for RIAs released a white paper today with a detailed outline on how independent financial advisors can reach and surpass $1 billion in AUM.
November 26, 2014
6 steps to becoming a billion-dollar RIA firmThe Alliance for RIAs released a white paper today with a detailed outline on how independent financial advisors can reach and surpass $1 billion in AUM.
November 24, 2014
New Execs at PIMCO, BlackRockPIMCO said in early November that it hired Marc Seidner as a managing director and portfolio manager. He will also serve as chief investment officer for…
November 24, 2014
You (Sometimes) Get What You Pay ForTwo subjects tend to surface around this time every year: compensation and valuation.