Building Your Business
Explore the latest industry news and advice that can help financial advisors build and grow successful practices.
Number of CFP Exam-Takers Sets New High
By Melanie WaddellThe pass rate for the November exam was 62% with the second-largest number of people taking it.
December 09, 2024
Wealth Enhancement Group to Break From LPLAbout 10% of WEG’s nearly $97 billion in client assets are currently with the independent broker-dealer.
December 09, 2024
LPL Reaches $12M Settlement With Fired CEOThe deal allows Dan Arnold, who was terminated for cause, to keep about a third of his stock options.
December 06, 2024
Carson Group President Teri Shepherd to Resign in MarchShepherd is stepping away to spend more time with her family, a spokesperson said.
December 05, 2024
Orion Names Former Envestnet Exec as Head of StrategyChris Shutler spent nearly four years leading strategy for Envestnet before departing the firm in September.
December 05, 2024
Mariner Adds $878M in AUM With Two AcquisitionsMariner said the acquisitions marked another step toward its 5,000-advisor growth goal.
December 05, 2024
Trump Taps Fiserv CEO for Social Security ChiefFrank Bisignano is also a veteran of JPMorgan Chase and Citigroup.
December 04, 2024
The Evolution of Advisor M&A Deals: What to Know NowThe sophistication of buyers, sellers and the deals themselves has gone up.