Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
What's Next for the Schwab-TD Ameritrade Deal, in 8 Charts
By Janet LevauxMorgan Stanley analysts highlight the bumps the $26 billion merger could face over the next year or so.
December 19, 2019
Robinhood Fined $1.25M by FINRA for Customer Order Routing MethodThis is the latest stumble for Robinhood, which started no-commission trading years before Schwab and others followed.
December 18, 2019
LPL Nabs Team With 7 Reps, CPAs From Royal AllianceMeanwhile, Wells Fargo FiNet added three advisors from Edward Jones, RBC Wealth and Royal Alliance.
December 18, 2019
CFP Board's Enforcement Oversight Is Inadequate: Task ForceThe task force made multiple recommendations, some of which the CFP Board pledges to adopt.
December 17, 2019
How RBC's Kimmell 'Bulldozed' Through the Glass CeilingFrom switching paths in financial services and to overcoming work/life hurdles, she's helped blaze a trail for others.
December 17, 2019
4 Steps to a New Firm Culture in 2020The start of a new year is a great time to refocus on your advisory firm's values, such as diversity and inclusion.
December 17, 2019
Slow Gains for Female Board Membership: ReportStill, the MSCI's Women on Boards 2019 Progress Report does reveal some positive trends.
December 17, 2019
Blair DuQuesnay: 'The Future of Finance Should Be Female'The Ritholtz Wealth advisor tells ThinkAdvisor about why increasing the number of female advisors is "an uphill battle."