Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
How RIAs Can Keep Growing in 2020
By Janet LevauxTD Ameritrade's Kate Healy tells ThinkAdvisor how RIAs should rethink recruiting and related business strategies.
December 26, 2019
Will the Lull in Advisor Recruiting Last?Recruiters talk to ThinkAdvisor about the latest trends in advisor movement and what lies ahead in the indie and wirehouse channels.
December 24, 2019
Despite SEC Scrutiny, ESG Investing Growth to Continue in 2020Sustainable investing will undergo some standardization next year, but expect regulator involvement.
December 23, 2019
What's Next for the Schwab-TD Ameritrade Deal, in 8 ChartsMorgan Stanley analysts highlight the bumps the $26 billion merger could face over the next year or so.
December 20, 2019
RIA Captrust Sticking With Growth Plan in 2020, Exec SaysAfter five acquisitions in 2019, the firm is hoping to make more deals next year.
December 20, 2019
What to Make of Wirehouse Comp Plans for 2020Consultant Andy Tasnady talks to ThinkAdvisor about recent changes at Wells Fargo, Morgan Stanley and UBS, as well as earlier shifts at Merrill.
December 19, 2019
Robinhood Fined $1.25M by FINRA for Customer Order Routing MethodThis is the latest stumble for Robinhood, which started no-commission trading years before Schwab and others followed.
December 18, 2019
LPL Nabs Team With 7 Reps, CPAs From Royal AllianceMeanwhile, Wells Fargo FiNet added three advisors from Edward Jones, RBC Wealth and Royal Alliance.