Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
Wells Fargo’s Sloan Played Role in Pre-Scandal Exit of Retail Bank Chief
By Laura J. Keller, BloombergWells Fargo letter describes private talks that prompted departure of Tolstedt; new CEOs influence outlined in reply to California lawmakers.
October 06, 2016
John Thiel, Head of Merrill Lynch, to Step DownThiel says he will stay on as an advisor; the new chief will be Andy Sieg, head of Global Wealth & Retirement Solutions.
October 01, 2016
8 Leadership Mistakes That Hurt Your FirmOwner-advisors must lead from the top down by setting an example for their employees.
September 23, 2016
How Your Client's Feelings Can Improve Your Leadership StyleSurvival depends on our ability to trust one another, Simon Sinek said during the closing keynote at the eMoney Advisor Summit.
August 22, 2016
The High Cost of Not Engaging Employees: TibergienHave you ever been mismanaged? If so, what we learned from others often predetermines the way we relate to those we are leading.
July 12, 2016
Wells Fargo’s Mack Jumping to Retail Banking UnitCompany names Brand Meyer interim head of Wells Fargo Advisors as it seeks replacement for Mary Mack.
July 07, 2016
Citigroup Exec to Join Vanguard to Lead Legal DepartmentAnne E. Robinson will replace Heidi Stam as general counsel and managing director of Vanguard's legal and compliance division.
June 06, 2016
Fiduciary rule tops agenda at NAFA Annuity Leadership conferenceNAFA's Chip Anderson discusses the Labor Department rule's effect on fixed annuities and the association's plans for its leadership forum this week.