Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
UBS Reorganizes U.S. Wealth Management Unit in Growth Push
By Noele Illien and Jeff BlackThe structure of wealth advisors in the U.S. will move from two divisions to four regional units.
December 10, 2024
Aaron Schaben to Leave Carson GroupAaron Schaben will depart at year-end to lead the family office of his former boss.
December 09, 2024
Wealth Enhancement Group to Break From LPLAbout 10% of WEG’s nearly $97 billion in client assets are currently with the independent broker-dealer.
December 09, 2024
LPL Reaches $12M Settlement With Fired CEOThe deal allows Dan Arnold, who was terminated for cause, to keep about a third of his stock options.
December 06, 2024
Carson Group President Teri Shepherd to Resign in MarchShepherd is stepping away to spend more time with her family, a spokesperson said.
December 05, 2024
Orion Names Former Envestnet Exec as Head of StrategyChris Shutler spent nearly four years leading strategy for Envestnet before departing the firm in September.
December 05, 2024
Trump Taps Fiserv CEO for Social Security ChiefFrank Bisignano is also a veteran of JPMorgan Chase and Citigroup.
December 04, 2024
F2 Strategy Names Ex-Orion Exec as CEORyan Beach is taking over from the firm's co-founder, Doug Fritz, who will become executive chairman.