Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
SEC Adds 4 Members to Investor Advisory Committee
By Melanie WaddellThe newcomers include Sheldon Ray, a former senior vice president at Raymond James & Associates.
May 27, 2026
Raymond James Exec Aims to Boost Indie Rep Assets, ServiceKirk Bell, the independent contractor division's new president, seeks to bolster the standard of care for its advisors.
May 22, 2026
Ben Carlson: How to Adapt When Clients Know More Than Ever"You can't have only surface-level knowledge anymore," Ritholtz's institutional asset management head tells ThinkAdvisor.
May 21, 2026
Wealth.com Partners With AcquireUpAdvisors have been asking for education-driven client engagement strategies, according to Tim White, a platform exec.
May 20, 2026
Bluespring Wealth Acquires $1.1B Synthesis Wealth PlanningInorganic growth, according to Pradeep Jayaraman, president of the financial services firm, works only when it's intentional.
May 20, 2026
Barney Frank, Key Lawmaker During Financial Crisis, Dies at 86He co-authored the sweeping Dodd-Frank Act that overhauled U.S. financial regulation.
May 13, 2026
Osaic Pulls $200M Du Lac Wealth Services From LPLDu Lac Wealth, based in North Carolina, is the sixth firm to leave LPL for Osaic this year.
May 12, 2026
Jamie Dimon: 'A Little Too Much Exuberance' Among InvestorsThe JPMorgan CEO also called for fixing "stupid" trade issues between the U.S. and Europe.